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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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