Search Result

361 - 380 of 1489 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 4.5

As Published: 2015

SYSC 4.5

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations