Search Result

361 - 380 of 583 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

…

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

…

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

…

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

…

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

…

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

…

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

…

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

…