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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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