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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 16.5 Annual Close Links Reports

LR 15.2 Requirements for listing

LR 8.7 Supervision of sponsors

FEES 9.2 PSR fees

DTR 5.4 Aggregation of managed holdings

MAR 8.2 Requirements for benchmark submitters [deleted]

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CASS 7.13 Segregation of client money

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme