Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.11 Link between activities and the United Kingdom

EG 19.32 The Payment Accounts Regulations 2015

SUP 3.8 Rights and duties of auditors

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

DISP 3.7 Awards by the Ombudsman

COND 2.7 Business model

SUP 10A.13 Application for approval and withdrawing an application for approval

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 11.5 Notifications by firms

COLL 12.4 UCITS product passport

PERG 5.13 Appointed representatives

COLL 7.7 UCITS mergers

SUP 11.2 Purpose

SUP 10A.14 Changes to an FCA-approved person's details

LR 8.7 Supervision of sponsors

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10C.12 Conditional and time-limited approvals

SUP 16.23 Annual Financial Crime Report

COLL 5.8 Investment powers and borrowing limits for feeder UCITS