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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

…

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

…

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

…

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

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