Search Result

221 - 240 of 1398 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access