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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

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FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

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