Search Result

701 - 720 of 1584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research