Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

…

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

…

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.4 Invitation or inducement

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.23 Electronic Money Regulations 2011

SYSC 1.1A Application

REC 2.11 Custody

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

EG 19.18 Counter-Terrorism Act 2008

MAR 9.2 Authorisation and verification

LR 18.4 Continuing obligations

SUP 16.2 Purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

REC 2A.1 Introduction