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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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CASS 7.15 Records, accounts and reconciliations

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

PERG 3A.3 The definition of electronic money

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SYSC 21.1 Risk control: guidance on governance arrangements

REC 3.22 Restriction of, or instruction to close out, open positions

EG 3.2A Information requests (section 122A)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

RCB 3.6 Fees and other matters

CASS 11.2 Firm classification

COLL 8.3 Investor relations

REC 2A.2 Method of satisfying the RAP recognition requirements