Search Result

561 - 580 of 1229 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals