Search Result

461 - 480 of 1563 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor