Search Result

441 - 460 of 843 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments