Search Result

361 - 380 of 1373 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives