Search Result

221 - 240 of 1332 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)