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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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EG 4.13 Preliminary findings letters and preliminary investigation reports

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 8.4 Invitation or inducement

REC 2.16 Complaints

REC 4.4 Complaints

PRIN 1.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

EG 19.6 Regulated Activities Order 2001 (RAO)

DEPP 2.4 Third party rights and access to FCA material

SUP 11.8 Changes in the circumstances of existing controllers

SUP App 3.6 Freedom to provide services

DTR 1C.2 Modifying rules and consulting the FCA

COLL 6.12 Risk management policy and risk measurement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]