Search Result

161 - 180 of 1442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SYSC 4.7

As Published: 2015

SYSC 4.7

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application