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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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Similar To

COLL 7.7 UCITS mergers

LR 5.6 Reverse takeovers

EG 2.4 Case selection: Unauthorised business

SUP 10C.5 FCA governing functions: Executive

EG 5.3 The basis of settlement discussions

SUP 15.13 Notification by CBTL firms

SUP 15.2 Purpose

SYSC 2.1 Apportionment of Responsibilities

REC 6.6 Supervision

MAR 1.3 Insider dealing

SYSC 18.3 Internal arrangements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]