Search Result

961 - 980 of 1281 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes