Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.16 Complaints

REC 1.2 Purpose, status and quotations, notes or references

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 6.3 Dissemination of information

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

LR 6.4 Independent business

PERG 2.4 Link between activities and the United Kingdom

COBS 9.3 Guidance on assessing suitability

DEPP 6A.1 Introduction

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 5.3 Contracts of insurance

IPRU-INV 1.2 APPLICATION

IPRU-INV 9 App 1 Interpretation

SUP 5.2 The FCA’s power

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 13.2 Operational requirements for feeder NURS

SUP 4.4 Appropriate actuaries

COBS 18.8 OPS firms - non scope business [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy