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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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