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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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Similar To

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 4.5 Arranging regulated mortgage contracts

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SYSC 4.7

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COCON 4.1 Specific guidance on individual conduct rules

CASS 5.5 Segregation and the operation of client money accounts

EG App 3.1 The FCA

COBS 11.2 Best execution for AIFMs and residual CIS operators

SYSC 10.1 Application

DTR 1.4 Suspension of trading

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 2.4 Case selection: Unauthorised business

DISP App 3.1 Introduction

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

CREDS 2.2 General provisions

COND 2.5 Suitability