Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 13.8 Other circulars

PERG 2.3 The business element

CONC 15.1 Application

CONC 1.2 Who? What? Where?

ICOBS 4.1 General requirements for insurance intermediaries and insurers

CASS 1.5 Application: electronic media and E-Commerce

COBS 22.2 Restrictions on the retail distribution of mutual society shares

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

BIPRU 4.2 The IRB approach: High level material

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

EG 7.6 Private warnings

COLL 6.7 Payments

SUP 17A.2 Connectivity with FCA systems

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 14.4A Activities relating to regulated sale and rent back agreements

SUP 1A.3 The FCA's approach to supervision

LR 3.3 Shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To