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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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Similar To

SUP 15.9 Notifications by members of financial conglomerates

LR 9.6 Notifications

PERG 9.1 Application and Purpose

LR 17.4 [deleted]

EG 14.2 Choice of powers

SUP 8.6 Publication of waivers

SUP 10A.13 Application for approval and withdrawing an application for approval

MAR 7A.4 Requirements when providing direct electronic access

PERG 1.2 Introduction

LR 9.5 Transactions

PERG 8.3 Financial promotion

DISP App 3.3A The approach to considering evidence at step 2

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

REC 2.8 Settlement and clearing facilitation services

COND 1.1A Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 14.8 Financial promotions

PERG 8.23 Regulated activities

COBS 13.1 The obligation to prepare product information

LR 6.10 Specialist companies: mineral companies