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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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Similar To

SUP 5.2 The FCA’s power

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

REC 3.7 Auditors

COBS 4.11 Record keeping: financial promotion

RCB 3.6 Fees and other matters

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

REC 2.16 Complaints

GENPRU 3.2 Third-country groups

PERG 4.14 Mortgage activities carried on by professional firms

EG 14.2 Choice of powers