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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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