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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements