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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets