Search Result

341 - 360 of 1396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application