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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose