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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.2C Control over a UK RIE

FEES 9.2 PSR fees

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.10 Types of financial promotion

MCOB 2.7A E-Commerce

ICOBS 6.4 Pre- and post-contract information: protection policies

SYSC 19C.3 Remuneration principles

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 2.7 Activities: a broad outline

TC 2.1 Assessing and maintaining competence

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling