Search Result

161 - 180 of 1233 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision