Search Result

761 - 780 of 1604 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement