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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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