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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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TC App 5.1

As Published: 2010

TC App 5.1

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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