Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COCON 1.2 Investments

SYSC 13.7 Processes and systems

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

MAR 1.2 Market Abuse: general

COBS 22.2 Restrictions on the retail distribution of mutual society shares

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

PERG 7.7 Post-certification issues

BIPRU 12.1 Application

CONC 11.1 The right to cancel

SUP 9.4 Reliance on individual guidance

COLL 8.2 Constitution

DTR 5.7 Notification of combined holdings

SUP 9.1 Application and purpose

SUP 4.4 Appropriate actuaries

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

BIPRU 9.5 Synthetic securitisation

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COBS 14.4 Provision of information by an intermediate Unitholder