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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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COND 1.3 General

As Published: 2013

COND 1.3 General

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CASS 5.1 Application

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PRIN 1.2 Clients and the Principles

BIPRU 1.2 Definition of the trading book

SYSC 2.2 Recording the apportionment

PERG 8.28 Advice or information

SYSC 19C.2 General requirement

PERG 8.6 Communicate

COND 2.5 Suitability

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 1A.3 The FCA's approach to supervision

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

EG 12.1 The FCA’s general approach

COLL 13.2 Operational requirements for feeder NURS

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COND 1.3 General