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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies