Search Result

521 - 540 of 1393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices