Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MIPRU 4.2 Capital resources requirements

REC 2.8 Settlement and clearing facilitation services

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 1.2 Purpose, status and quotations, notes or references

SUP 8.3 Applying for a waiver

SUP App 3.6 Freedom to provide services

COLL 6.13 Record keeping

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach