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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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