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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information