Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.5 Disciplinary action and events relating to members of the management body

EG 3.3 Reports by skilled persons (section 166)

SUP 9.2 Making a request for individual guidance

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 8.1 Application and purpose

MAR 5.3A Systems and controls for algorithmic trading

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

PERG 4.10A Activities within scope of the Mortgage Credit Directive

CASS 10.1 Application, purpose and general provisions

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.33 Introducing

REC 4.2F Information gathering power on FCA’s own initiative

LR 13.1 Preliminary

LR 10.7 Transactions by specialist companies

EG 8.3 Use of the own-initiative powers

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

MAR 9.2 Authorisation and verification

DEPP 6A.1 Introduction

CONC 13.1 Application