Search Result

261 - 280 of 1325 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA