Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

…

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.14A Operation of a trading venue

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

REC 2.4A Management body

PERG 17.5 The meaning of advice

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

SUP 10A.8 Systems and controls functions

LR 8.5 Responsibilities of listed companies

APER 1.2 Purpose

IPRU-INV 5.17 Other assets requirement

TC App 4.1 Appropriate Qualification tables

COLL 4.4 Meetings of Unitholders and service of notices

INSPRU 8.4 Capacity Transfer Market

SUP 6.1 Application, interpretation and purpose

GEN 1.1 Application

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]