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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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Similar To

GEN 7.1 Application

SUP 5.3 Policy on the use of skilled persons

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

PERG 16.3 Managing an AIF

PERG 3A.1 Introduction

MCOB 11.7 Transitional arrangements

CONC 2.2 General principles for credit-related regulated activities

LR 9.4 Documents requiring prior approval

PERG 6.4 Limitations of this guidance

COBS 3.4 Retail clients

EG App 3.5 ACPO and ACPOS

EG 18.1 Cancellation on the FCA’s own-initiative

BIPRU 5.6 Master netting agreements

SUP App 2.8 Ceasing to effect contracts of insurance