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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 10.3 Asset-freezing injunctions

SUP 5.2 The FCA’s power

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EG 16.4 The effect of a disapplication order

MCOB 4.10 Home purchase plans: sales standards

COLL 12.2 UK UCITS management companies

COLL 7.6 Schemes of arrangement

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

FEES 5.1 Application and Purpose

SYSC 13.2 Purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 3.11 Review of auditor’s client assets report

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

DEPP 2.2 Warning notices and first supervisory notices

PERG 8.10 Types of financial promotion

DISP App 1.1 Introduction