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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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SYSC 10.2 Chinese walls

CREDS 8.3 Approved persons

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

CASS 8.3 Records and internal controls

SUP 11.2 Purpose

PERG 8.18 Financial promotions concerning the Lloyd’s market

COND 2.2 Location of offices

LR 20.5 Disclosures

LR 13.2 Approval of circulars

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 16.18 AIFMD reporting

PERG 13.5A Child trust funds and MiFID